Chapter II: Origin and Landscape (1)
(B)
THE GROUP OF THE HIGHER CULTURES
I
Now, man--no matter whether it is for life or for thought that he is born into the world--so long as he is acting or is thinking, is awake and therefore _in focus_--i.e., adjusted to the one significance that for the moment his light-world holds for him. Everyone knows that it is almost sharply painful to switch off suddenly in the middle of, say, an experiment in physics, in order to think about some event of the day. I have said earlier that the innumerable settings that take turns in man’s waking consciousness fall into two distinct groups--the worlds of destiny and pulsation, and the worlds of causes and tensions. The two pictures I have called _world-as-history_ and _world-as-nature_. In the first, life makes use of critical understanding. It has the eye under command, the felt pulsation becomes the inwardly imagined wave-train, and the shattering spiritual experience becomes pictured as the epochal peak. In the second, thought itself rules, and its causal criticism turns life into a rigorous process, the living content of a fact into an abstract truth, and tension into formula.
How is this possible? Each is an eye-picture, but in the one the seer is giving himself up to the never-to-be-repeated facts, and in the other he is striving to catch truths for an ever-valid system. In the history-picture, that in which knowledge is simply an _auxiliary_, the cosmic makes use of the microcosmic. In the picture which we call memory and recollection, things are present to us as bathed in an inner light and swept by the pulsation of our existence. But the chronological element[19] tells us that history, as soon as it becomes _thought_ history, is no longer immune from the basic conditions of all waking-consciousness. In the nature- (or science-) picture it is the ever-present subjective that is alien and illusive, but in the history-picture it is the equally ineliminable objective, Number, that leads into error.
When we are working in the domain of Nature (science), our settings and self-adjustments should be and can be up to a certain point impersonal--one “forgets oneself”--but every man, class, nation, or family sees the picture of history _in relation to itself_. The mark of Nature is an extension that is inclusive of everything, but History is that which comes up out of the darkness of the past, presents itself to the _seer_, and from him sweeps onward into the future. He, as the present, is always its middle point, and it is quite impossible for him to order the facts with any meaning if he ignores their direction--which is an element proper to life and not to thought. Every time, every land, every living aggregate has its own historical horizon, and it is the mark of the genuine historical thinker that he actualizes the picture of history that his time demands.
Thus Nature and History are distinguishable like pure and impure criticism--meaning by “criticism” the opposite of lived experience. Natural science _is_ criticism and nothing else. But in History, criticism can do no more than scientifically prepare the field over which the historian’s eye is to sweep. _History is that ranging glance itself_, whatever the direction in which it ranges. He who possesses such an eye can understand every fact and every situation “historically.” Nature is a system, and systems can be learnt.
The process of _historical_ self-adjustment begins for everyone with the earliest impressions of childhood. Children’s eyes are keen, and the facts of the nearest environment, the life of the family and the house and the street, are sensed and felt right down to the core, long before the city and its population come into their visual field, and while the words “people,” “country,” “state,” are still quite destitute of tangible meaning to them. Just so, and so thoroughly, primitive man knows all that is presented to his narrow field of view as history, as living--and above all Life itself, the drama of birth and death, sickness and eld; the history of passionate war and passionate love, as experienced in himself or observed in others; the fate of relatives, of the clan, of the village, their actions and their motives; tales of long enmity, of fights, victory, and revenge. The life-horizon widens, and shows not lives, but Life coming and going. The pageant is not now of villages and clans, but of remote races and countries; not of years, but of centuries. The history that is actually lived with and participated in never reaches over more than a grandfather’s span--neither for ancient Germans and present-day Negroes, nor for Pericles and Wallenstein. Here the horizon of living ends, and a new plane begins wherein the picture is based upon hearsay and historical tradition, a plane in which direct sympathies are adapted to a mind-picture that is both distinct and, from long use, stable. The picture so developed shows very different amplitudes for the men of the different Cultures. For us Westerners it is with this secondary picture that genuine history begins, for we live under the aspect of eternity, whereas for the Greeks and Romans it is just then that history ceases. For Thucydides[20] the events of the Persian Wars, for Cæsar those of the Punic Wars, were already devoid of living import.
And beyond this plane again, other historic unit-pictures rise to the view--pictures of the destinies of the plant world and the animal world, the landscape, the stars--which at the last fuse with the last pictures of natural science into mythic images of the creation and the end of the world.
The nature- (science-) picture of the child and the primitive develops out of the petty technique of every day, which perpetually forces both of them to turn away from the fearful contemplation of wide nature to the critique of the facts and situations of their near environment. Like the young animal, the child discovers its first truths through play. Examining the toy, cutting open the doll, turning the mirror round to see what is behind it, the feeling of triumph in having established something as correct for good and all--no nature-research whatsoever has got beyond this. Primitive man applies this critical experience, as he acquires it, to his arms and tools, to the materials for his clothing, food, and housing--i.e., to things _in so far as they are dead_. He applies it to animals as well when suddenly they cease to have meaning for him as living beings whose movements he watches and divines as pursuer or pursued, and are apprehended mechanically instead of vitally, as aggregates of flesh and bone for which he has a definite use--exactly as he is conscious of an event, now as the act of a dæmon and a moment afterwards as a sequence of cause and effect. The mature man of the Culture transposes in exactly the same way, every day and every hour. Here, too, is a “nature”-horizon, and beyond it lies the secondary plane formed of our impressions of rain, lightning, and tempest, summer and winter, moon-phases and star-courses. But at that plane religiousness, trembling with fear and awe, forces upon man criteria of a far higher kind. Just as in the history-picture he sounds the ultimate facts of life, so here he seeks to establish the ultimate truths of nature. What lies beyond any attainable frontier of knowledge he calls God, and all that lies within that frontier he strives to comprehend--as action, creation, and manifestation of God--causally.
Every group of scientifically established elements, therefore, has a dual tendency, inherent and unchanged since primitive ages. The one tendency urges forwards the completest possible system of _technical_ knowledge, for the service of practical, economical, and warlike ends, which many kinds of animals have developed to a high degree of perfection, and which from them leads, through primitive man and his acquaintance with fire and metals, directly to the machine-technics of our Faustian Culture. The other tendency took shape only with the separation of strictly human thought from physical vision by means of language, and the aim of its effort has been an equally complete _theoretical_ knowledge, which we call in the earlier phases of the Culture _religious_, and in the later _scientific_. Fire is for the warrior a weapon, for the craftsman part of his equipment, for the priest a sign from God, and for the scientist a problem. But in all these aspects alike it is proper to the “natural,” the scientific, mode of waking-consciousness. In the world-as-history we do not find fire as such, but the conflagration of Carthage and the flames of the faggots heaped around John Hus and Giordano Bruno.
II
I repeat, every being livingly experiences every other being and its destiny _only in relation to itself_. A flock of pigeons is regarded by the farmer on whose fields it settles quite otherwise than by the nature-lover in the street or the hawk in the air. The peasant sees in his son the future and the heritage, but what the neighbour sees in him is a peasant, what the officer sees is a soldier, what the visitor sees is a native. Napoleon experienced men and things very differently as Emperor and as lieutenant. Put a man in a new situation, make the revolutionary a minister, the soldier a general, and at once history and the key men of history become for him something other than what they were. Talleyrand saw through the men of his time because he belonged with them, but had he been suddenly plumped down in the company of Crassus, Cæsar, Catiline, and Cicero, his understanding of their measures and views would have been either null or erroneous. There is no history-in-itself. The history of a family is taken differently by each member of it, that of a country differently by each party, that of the age by each nation. The German looks upon the World War otherwise than the Englishman, the workman upon economic history otherwise than the employer, and the historian of the West has a quite other world-history before his eyes than that of the great Arabian and Chinese historians. The history of an era could be handled objectively only if it were very distant in time, and the historian were radically disinterested; and we find that our best historians cannot judge of or describe even the Peloponnesian Wars and Actium without being in some measure influenced by present interests.
It is not incompatible with, rather it is essential to, a profound knowledge of men that the appraiser should see through glasses of his own colour. This knowledge, indeed, is exactly the component that we discern to be wanting in those generalizations that distort or altogether ignore that all-important fact, the uniqueness of the constituent event in history[21]--the worst example of this being the “materialistic” conception of history, about which we have said almost all there is to say when we have described it as physiognomic barrenness. But both in spite of this and on account of this[22] there is for every man, _because_ he belongs to a class and a time and a nation and a Culture, a typical picture of history as it ought to appear in relation to himself, and equally there are typical pictures specific to the time or class or Culture, _qua_ time or class or Culture. The supreme generalization possible to each Culture as a major being is a primary and, for it, symbolical image of its own world-as-history, and all self-attunements of the individual--or of the group livingly effective as individual--are with reference to that image. Whenever we describe another person’s ideas as profound or superficial, original or trivial, mistaken or obsolete, we are unwittingly judging them with reference to a picture which springs up to answer for the value at the moment of a continuous function of our time and our personality.[23]
Obviously, then, every man of the Faustian Culture possesses his own picture of history and, besides, innumerable other pictures from his youth upwards, which fluctuate and alter ceaselessly in response to the experiences of the day and the year. And how different, again, are the typical history-images of men and different eras and classes, the world of Otto the Great and that of Gregory VII, that of a Doge of Venice and that of a poor pilgrim! In what different worlds lived Lorenzo de’ Medici, Wallenstein, Cromwell, Marat, and Bismarck, a serf of the Gothic age, a savant of the Baroque, the army officer of the Thirty Years’ War, the Seven Years’ War, and the Wars of Liberation respectively! Or, to consider our own times alone, a Frisian peasant whose life of actuality is limited to his own countryside and its folk, a high merchant of Hamburg, and a professor of physics! And yet to all of these, irrespective of individual age, status, and period, there is a common basis that differentiates the ensemble of these figures, their prime-image, from that of every other Culture.
But, over and above this, there is a distinction of another kind which separates the Classical and the Indian history-pictures from those of the Chinese, the Arabian, and, most of all, the Western Cultures--the _narrow horizon_ of the two first-named. Whatever the Greeks may (and indeed must) have known of ancient Egyptian history, they never allowed it to penetrate into their peculiar history-picture, which for the majority was limited to the field of events that could be related by the oldest surviving participant, and which even for the finer minds stopped at the Trojan War, a frontier beyond which they would not concede that there had been historical life at all.[24]
The Arabian Culture,[25] on the other hand, very early dared the astounding gesture--we see it in the historical thought alike of the Jews and of the Persians from Cyrus’s time--of connecting the legend of creation to the present by means of a genuine chronology; the Persians indeed comprised the future as well in the sweep of the gesture, and predated the last judgment and the coming of the Messiah. This exact and very narrow definition of human history--the Persian reckoning allows twelve millennia from first to last, the Jewish counts less than six up to the present--is a necessary expression of the Magian world-feeling and fundamentally distinguishes the Judæo-Persian creation-sagas from those of the Babylonian Culture, from which so many of their external traits are derived.
Different, again, are the primary feelings which give historical thought in the Chinese and the Egyptian Cultures its characteristically wide and unbounded horizons, represented by chronologically stated sequences of dynasties which stretch over millennia and finally dissolve into a grey remoteness.
The Faustian picture of world-history, again, prepared in advance by the existence of a Christian chronology,[26] came into being suddenly, with an immense extension and deepening of the Magian picture which the Western Church had taken over, an extension and deepening that was to give Joachim of Floris[27] in the high Gothic the basis of his wonderful interpretation of all world-destinies as a sequence of three æons under the aspects of the Father, the Son, and the Holy Ghost. Parallel with this there was an immense widening of the geographical horizon, which even in Gothic times (thanks to Vikings and Crusaders) came to extend from Iceland to the remotest ends of Asia;[28] and from 1500 onwards, the developed man of the Baroque is able to do what none of his peers in the other Cultures could do and--for the first time in human history--to regard the whole surface of the planet as its field. Thanks to compass and telescope, the savant of that mature age could for the first time not merely posit the sphericity of the earth as a matter of theory, but actually feel that he was living upon a sphere in space. The land-horizon is no more. So, too, time-horizons melt in the double endlessness of the calendar before and after Christ. And to-day, under the influence of this picture, which comprises the whole planet and will eventually embrace all the high Cultures, the old Gothic division of history into “ancient,” “mediæval,” and modern, long become trite and empty, is visibly dissolving.[29]
In all other Cultures the aspects of world-history and of man-history coincide. The beginning of the world is the beginning of man, and the end of man is the end of the world. But the Faustian infinity-craving for the first time separated the two notions during the Baroque, and now it has made human history, for all its immense and still unknown span, _a mere episode in world-history_, while the Earth--of which other Cultures had seen not even the whole, but only superficial fractions as “the world”--has become a little star amongst millions of solar systems.
The extension of the historical world-picture makes it even more necessary in this Culture than in any other to distinguish between the everyday self-attunements of ordinary people and that extreme self-attunement of which only the highest minds are capable, and which even in them holds only for moments. The difference between the historical view-field of Themistocles and that of an Attic husbandman is probably very small, but this difference is already immense as between Henry VI and a hind of his day,[30] and as the Faustian Culture mounts up and up, the power of self-focusing attains to such heights and depths that the circle of adepts grows ever smaller and smaller. In fact, there is formed a sort of pyramid of possibilities, in which individuals are graded according to their endowments; every individual, according to his constitution, stands at the level which he is capable at his best focus of holding. But it follows from this that between Western men there are limitations to the possibilities of reciprocal understanding of historical life-problems, limitations that do not apply to other Cultures, at any rate in such fateful rigour as they do to ours. Can a workman to-day really understand a peasant? Or a diplomat a craftsman? The historico-geographical horizon that determines for each of them the questions worth asking and the form in which these are asked is so different from the horizons of the others that what they can exchange is not a communication, but passing remarks. It is, of course, the mark of the real appraiser of man that he understands how “the other man” is adjusted and regulates his intercourse with him accordingly (as we all do in talking to children), but the art of appraising in this sense some man of the past (say Henry the Lion or Dante), of living oneself into his history-picture so thoroughly that his thoughts, feelings, and decisions take on a character of self-evidence, is, owing to the vast difference between the one’s and the other’s waking consciousness, so rare that up to the eighteenth century it was not even seen that the historian ought to attempt it. Only since 1800 has it become a desideratum for the writing of history, and it is one very seldom satisfied at that.
The typically Faustian separation of human history, as such, from the far wider history of the world has had the result that since the end of the Baroque our world-picture has contained several horizons disposed one behind the other in as many planes. For the exploration of these, individual sciences, more or less overtly historical in character, have taken shape. Astronomy, geology, biology, anthropology, one after the other follow up the destinies of the star-world, the earth’s crust, life, and man, and only then do we come to the “world”-history--as it is still called even to-day--of the higher Cultures, to which, again, are attached the histories of the several cultural elements, family history, and lastly (that highly developed speciality of the West) biography.
Each of these planes demands a particular self-focusing, and the moment the special focus becomes sharp the narrower and the broader planes cease to be live Being and become mere given facts. If we are investigating the battle of the Teutoburger Wald, the growing up of this forest in the plant-world of the North German plain is presupposed. If, on the other hand, we are examining into the history of the German tree-world, the geological stratification of the earth is the presupposition, though it is just a fact whose particular destiny need not be further followed out in this connexion. If, again, our question is the origin of the Cretaceous, the existence of the Earth itself as a planet in the solar system is a datum, not a problem. Or, to express it otherwise, that there is an Earth in the star-world, that the phenomenon “life” occurs in the Earth, that within this “life” there is the form “man,” that within the history of man there exists the organic form of the Culture, is in each case an incident in the picture of the next higher plane.
In Goethe, from his Strassburg period to his first Weimar residence, the inclination to attune himself to “world”-history was very strong--as evidenced in his Cæsar, Mohammed, Socrates, Wandering Jew, and Egmont sketches. And after that painful renunciation of the prospect of high political achievement[31]--the pain which calls to us in _Tasso_ even through the sober resignedness of its final form--this precisely was the attunement that he chose to cut out of his life; and thereafter he limits himself, almost fiercely, to the picture-planes of plant-history, animal-history, and earth-history (his “living nature”) on the one hand and to biography on the other.
All these “pictures,” developed in the same man, have the same structure. Even the history of plants and animals, even that of the earth’s crust or that of the stars, is a _fable convenue_ and mirrors in outward actuality the inward tendency of the ego’s being. The student of the animal world or of stratification is a man, living in a period and having a nationality and a social status, and it is no more possible to eliminate his subjective standpoint from his treatment of these things than it would be to obtain a perfectly abstract account of the French Revolution or the World War. The celebrated theories of Kant, Laplace, Cuvier, Lyell, Darwin, have also a politico-economic tinting, and their very power and impressiveness for the lay public show that the mode of outlook upon all these historical planes proceeds from a single source. And what is accomplishing itself to-day is the final achievement of which Faustian history-thinking is capable--the organic linking and disposition of these historical planes in a single vast world-history of uniform physiognomic that shall enable our glance to range from the life of the individual man without a break to the first and last destinies of the universe. The nineteenth century--in mechanistic (i.e., unhistorical) form--enunciated the problem. It is one of the preordained tasks of the twentieth to solve it.
III
The picture that we possess of the history of the Earth’s crust and of life is at present still dominated by the ideas which civilized[32] English thought has developed, since the Age of Enlightenment, out of the English habit of life--Lyell’s “phlegmatic” theory of the formation of the geological strata, and Darwin’s of the origin of species, are actually but derivatives of the development of England herself. In place of the incalculable catastrophes and metamorphoses such as von Buch and Cuvier[33] admitted, they put a methodical evolution over very long periods of time and recognize as causes only _scientifically calculable_ and indeed _mechanical utility-causes_.
This “English” type of causality is not only shallow, but also far too narrow. It limits possible causal connexions, in the first place, to those which work out their _entire_ course on the earth’s surface; but this immediately excludes all great cosmic relations between earthly life-phenomena and the events of the solar system and the stellar universe, and assumes the impossible postulate that the exterior face of the earth-ball is a completely insulated region of natural phenomena. And, secondly, it assumes that connexions which are not comprehensible by the means at present available to the human consciousness--namely, sensation refined by instruments and thought precised by theory--do not even exist.
It will be the characteristic task of the twentieth century, as compared with the nineteenth, to get rid of this system of superficial causality, whose roots reach back into the rationalism of the Baroque period, and to put in its place a pure physiognomic. We are sceptics in regard to any and every mode of thought which “explains” causally. We let things speak for themselves, and confine ourselves to sensing the Destiny immanent in them and contemplating the form-manifestations that we shall never penetrate. The extreme to which we can attain is the discovery of causeless, purposeless, purely existent forms underlying the changeful picture of nature. For the nineteenth century the word “evolution” meant progress in the sense of increasing fitness of life to purposes. For Leibniz--whose _Protogæa_ (1691), a work full of significant thought, outlines, on the basis of studies made in the Harz silver-mines, a picture of the world’s infancy that is Goethian through and through--and for Goethe himself it meant fulfilment in the sense of increasing connotation of the form. The two concepts, Goethe’s form-fulfilment and Darwin’s evolution, are in as complete opposition as destiny to causality, and (be it added) as German to English thought, and German to English history.
There is no more conclusive refutation of Darwinism than that furnished by palæontology. Simple probability indicates that fossil hoards can only be test samples. Each sample, then, should represent a different stage of evolution, and there ought to be merely “transitional” types, no definition and no species. Instead of this we find perfectly stable and unaltered forms persevering through long ages, forms that have not developed themselves on the fitness principle, but _appear suddenly and at once in their definitive shape_; that do not thereafter evolve towards better adaptation, but become rarer and finally disappear, while quite different forms crop up again. What unfolds itself, in ever-increasing richness of form, is the great classes and kinds of living beings which _exist aboriginally and exist still, without transition types_, in the grouping of to-day. We see how, amongst fish, the Selachians, with their simple form, appear first in the foreground of history and then slowly fade out again, while the Teleostians slowly bring a more perfected fish-type to predominance. The same applies to the plant-world of the ferns and horsetails, of which only the last species now linger in the fully developed kingdom of the flowering plants. But the assumption of utility-causes or other visible causes for these phenomena has no support of actuality.[34] It is a Destiny that evoked into the world life as life, the ever-sharper opposition between plant and animal, each single type, each genus, and each species. And along with this existence there is given also a definite _energy_ of the form--by virtue of which in the course of its self-fulfilment it keeps itself pure or, on the contrary, becomes dull and unclear or evasively splits into numerous varieties--and finally a _life-duration of this form_, which (unless, again, incident intervenes to shorten it) leads naturally to a senility of the species and finally to its disappearance.
As for mankind, discoveries of the Diluvial age indicate more and more pointedly that the man-forms existing then correspond to those living now; there is not the slightest trace of evolution towards a race of greater utilitarian “fitness.” And the continued failure to find man in the Tertiary discoveries indicates more and more clearly that the human life-form, like every other, originates in a sudden mutation (_Wandlung_) of which the “whence,” “how,” and “why” remain an impenetrable secret. If, indeed, there were evolution in the English sense of the word, there could be neither defined earth-strata nor specific animal-classes, but only a single geological mass and a chaos of living singular forms which we may suppose to have been left over from the struggle for existence. But all that we see about us impels us to the conviction that again and again profound and very sudden changes take place in the being of plants and animals, changes which are of a cosmic kind and nowise restricted to the earth’s surface, which are beyond the ken of human sense and understanding in respect of causes, if not indeed in all respects.[35] So, too, we observe that swift and deep changes assert themselves in the history of the great Cultures, without assignable causes, influences, or purposes of any kind. The Gothic and the Pyramid styles come into full being as suddenly as do the Chinese imperialism of Shi-hwang-ti and the Roman of Augustus, as Hellenism and Buddhism and Islam. It is exactly the same with the events in the individual life of every person who counts at all, and he who is ignorant of this knows nothing of men and still less of children. Every being, active or contemplative, strides on to its fulfilment by _epochs_ and we have to assume just such epochs in the history of solar systems and the world of the fixed stars. The origins of the earth, of life, of the free-moving animal _are_ such epochs, and, therefore, mysteries that we can do no more than accept.[36]
IV
That which we know of man divides clearly into two great ages of his being. The first is, as far as our view is concerned, limited on the one side by that profound fugue of planetary Destiny which we call the beginning of the Ice Age--and about which we can (within the picture of world-history) say no more than _that_ a cosmic change took place--and on the other by the beginnings of high cultures on Nile and Euphrates, with which the whole meaning of human existence became suddenly different. We discover everywhere the sharp frontier of Tertiary and Diluvial, and on the hither side of it we see man as a completely formed type, familiar with custom, myth, wit, ornament, and technique and endowed with a bodily structure that has not materially altered up to the present day.
We will consider the first age as that of the primitive Culture. The only field in which this Culture endured throughout the second age (though certainly in a very “late” form) and is found alive and fairly intact to-day is north-west Africa. It is the great merit of Leo Frobenius[37] that he recognized this quite clearly, beginning with the assumption that in this field a _whole world_ of primitive life (and not merely a greater or less number of primitive tribes) remained remote from the influences of the high Cultures. The ethnologist-psychologist, on the contrary, delights in collecting, from all over the five continents, fragments of peoples who really have nothing in common but the negative fact of living a subordinate existence in the middle of one or another of the high Cultures, without participation in its inner life. The result is a congeries of tribes, some stationary, some inferior, and some decadent, whose respective modes of expression, moreover, are indiscriminately lumped together.
But the primitive Culture is not fragmentary, but something _strong and integral_, something highly vital and effectual. Only, this Culture is so different from everything that we men of a higher Culture possess in the way of spiritual potentialities that we may question whether even those people which have carried the first age very deep into the second are good evidence, in their present modes of being and waking-being, for the condition of the old time.
For some thousands of years now the waking-consciousness of man has had the impression of constant mutual touch between the tribes and peoples as an obvious everyday fact. But in dealing with the first age we must not forget that in it man, cohering in a very few small groups, is completely lost in the immensity of the landscape, the ruling element therein being the mighty masses of the great animal-herds. The rarity of our finds sufficiently proves this. At the time of Aurignacian Man there were perhaps a dozen hordes, each a few hundred strong, wandering in the whole area of France, and such hordes must have regarded it as a deeply impressive and puzzling event when (if ever) they became aware that fellow men existed. Can we imagine even in the least degree what it was to live in a world almost empty of men--we for whom all nature has long since become a background for the human multitude? How man’s world-consciousness must have changed when, besides the forests and the herds of beasts, other men “just like himself” began to be met with, more and more frequently, in the country-side. The increase of man’s numbers--this, too, doubtless took place very suddenly--made experience of “fellow men” habitual, and replaced the impression of astonishment by the feelings of pleasure or hostility, and these again evoked a whole new world of experiences and of involuntary and inevitable relations. It was for the history of the human soul perhaps the deepest and most pregnant of all events. It was in relation to alien life-forms that man first became conscious of his own, and now the interior organization of the clan was enriched by a wealth of intertribal forms of relation, which thereafter completely dominated primitive life and thought. For it was then that, out of very simple modes of sensuous understanding, the rudiments of verbal language (and, therefore, of abstract thought) came into being, amongst them the particularly fortunate few, which--though we can form no idea of their structure--we may assume as the origins of the later Indogermanic and Semitic language-groups.
Then, out of this general primitive Culture of a humanity linked by intertribal relations, there shot up suddenly (about 3000 B.C.[38]) the Culture of Egypt and Babylonia. Probably for a millennium before that date both these fields had been nursing something that differed radically from every primitive Culture in kind and in intent, something having an inward unity common to all its forms of expression and directional in all its life. To me it seems highly probable that, if not indeed all over the earth’s surface, at any rate in man’s essence a change was accomplished at that time; and if so, then any primitive Culture worthy of the name that is still found living later, ever dwindling, in the midst of higher Cultures, should itself be something different from the Culture of the first Age. But, with reference to primitive Culture of any sort, that which I call the pre-Culture (and which can be shown to occur as a uniform process in the beginning of every high Culture) is something different in kind, something entirely new.
In all primitive existence the “it,” the Cosmic, is at work with such immediacy of force that all microcosmic utterances, whether in myth, custom, technique, or ornament, obey only the pressures of the very instant. For us, there are no ascertainable rules for the duration, tempo, and course of development of these utterances. We observe, say, an ornamental form-language--not to be called a style[39]--ruling over the population of a wide area, spreading, changing, and at last dying out. Alongside this, and perhaps with quite different fields of extension, we may find modes of fashioning and using weapons, tribal organizations, religious practices, each developing in a special way of its own, with epochal points of its own, beginnings and ends of its own, completely influenced by other form-domains. When in some prehistoric stratum we have identified an accurately known type of pottery, we cannot safely argue from it to the customs and religion of the population to which it belonged. And if by chance the same area does hold for a particular form of marriage and, say, a certain type of tattooing, this never signifies a common basic idea such as is indicated, for example, by the discovery of gunpowder and that of perspective in painting. No necessary connexions come to light between ornament and organization by age-classes, or between the cult of a god and the kind of agriculture practised. Development in these cases means always some development of one or another individual aspect or trait of the primitive Culture, never of that Culture itself. This, as I have said before, is essentially chaotic; the primitive Culture is neither an organism nor a sum of organisms.
But with the type of the higher Culture this “it” gives way to a strong and undiffused _tendency_. Within the primitive Culture tribes and clans are the only quickened beings--other than the individual men of course. _Here, however, the Culture itself is such a being._ Everything primitive is a sum--a sum of the expression-forms of primitive groupings. The high Culture, on the contrary, is the waking-being of a single huge organism which makes not only custom, myths, technique, and art, but the very peoples and classes incorporated in itself the vessels of one single form-language and one single history. The oldest speech that we know of belongs to the primitive Culture, and has lawless destinies of its own which cannot be deduced from those of, say, Ornament or Marriage. But the history of script belongs integrally with the expression-history of the several higher Cultures. That the Egyptian, Chinese, Babylonian, and Mexican each formed a special script in its pre-Cultural age--that the Indian and the Classical on the other hand did not do so, but took over (and very late) the highly developed writing of a neighbouring Civilization--that in the Arabian, again, every new religion and sect immediately formed its particular script--all these are facts that stand in a deeply intimate relation to the generic form-history of these Cultures and its inner significance.
To these two ages our knowledge of man is restricted, and they certainly do not suffice to justify conclusions of any sort about possible or certain new eras or about their “when” and “how”--quite apart from the fact that in any case the cosmic connexions that govern the history of man as a genus are entirely inaccessible to our measures.
My kind of thought and observation is limited to the physiognomy of the actual. At the point when the experience of the “judge of men” _vis-à-vis_ his environment, and that of the “man of action” _vis-à-vis_ his facts, become ineffective, there also this insight finds its limit. The existence of these two ages is a _fact of historical experience_; more, our experiencing of the primitive Culture consists not only in surveying, in its relics, a self-contained and closed-off thing, but also in reacting to its deeper meaning by virtue of an inward relation to it which persists in us. But the second age opens to us another and quite different kind of experience. It was an incident, the sense of which cannot now be scrutinized, that the type of the higher Culture appeared suddenly in the field of human history. Quite possibly, indeed, it was some sudden event in the domain of earth-history that brought forth a new and different form into phenomenal existence. But the fact that we have before us eight such Cultures, all of the same build, the same development, and the same duration, justifies us in _looking at them comparatively_, and therefore justifies our treating them as comparable, studying them comparatively, and obtaining from our study a knowledge which we can extend backwards over lost periods and forwards over the future--provided always that a Destiny of a different order does not replace this form-world, suddenly and basically, by another. Our licence to proceed thus comes from general experience of organic being. As in the history of the Raptores or the Coniferæ we cannot prophesy whether and when a new species will arise, so in that of Cultural history we cannot say whether and when a new Culture shall be. But from the moment when a new being is conceived in the womb, or a seed sinks into the earth, we do know _the inner form of this new life-course_; and we know that the quiet course of its development and fulfilment may be disturbed by the pressure of external powers, but never altered.
This experience teaches, further, that the Civilization which at this present time has gripped the earth’s whole surface is not a third age, but a stage--a necessary stage--of the Western Culture, distinguished from its analogues only by the forcefulness of its extension-tendency. Here experience ends, and all speculation on what new forms will govern the life of future mankind (or, for that matter, whether there will be any such new forms) all building of majestic card-houses on the foundation of “it should be, it shall be” is mere trifling--far too futile, it seems to me, to justify one single life of any value being expended on it.
The group of the high Cultures is not, as a group, an organic unit. That they have happened in just this number, at just these places and times, is, for the human eye, an incident without deeper intelligibility. The ordering of the individual Cultures, on the contrary, has stood out so distinctly that the historical technique of the Chinese, the Magian, and the Western worlds--often, indeed, the mere common consent of the educated in these Cultures--has been able to fashion a set of names upon which it would be impossible to improve.[40]
Historical thought, therefore, has the double task of dealing comparatively with _the individual life-courses of the Cultures_, and of examining the incidental and irregular relations of the Cultures amongst themselves in respect of their meaning. The necessity of the first of these tasks, obvious enough, has yet been overlooked hitherto. The second has been handled, but only by the lazy and shallow method of imposing causality over the whole tangle and laying it out tidily along the “course” of a hypothetical “world”-history, thereby making it impossible to discover either the psychology of these difficult, but richly suggestive, relations or to discover that of the inner life of any particular Culture. In truth, the condition for solving the first problem is that the second has been solved already. The relations are very different, even under the simple aspect of time and space. The Crusades brought a Springtime face to face with an old and ripe Civilization; in the Cretan-Mycenæan world seed-time and golden autumn are seen together. A Civilization may stream over from immense remoteness, as the Indian streamed into the Arabian from the East, or lie senile and stifling over an infancy, as the Classical lay upon its other side. But there are differences, too, of kind and strength; the Western Culture seeks out relations, the Egyptian tries to avoid them; the former is beaten by them again and again in tragic crises, while the Classical gets all it can out of them, without suffering. But all these tendencies have their roots in the spirituality of the Culture itself--and sometimes they tell us more of this Culture than does its own language, which often hides more than it communicates.
V
A glance over the group of the Cultures discloses task after task. The nineteenth century, in which historical research was guided by natural science, and historical thought by the ideas of the Baroque, has simply brought us to a pinnacle whence we see the new world at our feet. Shall we ever take possession of that new world?
Even to-day uniform treatment of these grand life-courses is immensely difficult, because the more remote fields have not been seriously worked up at all. Once more, it is the lordly outlook of the West European--he will only notice that which approaches him from one or another antiquity by the proper and respectful route of a Middle Age, and that which goes its own ways will get but little of his attention. Thus, of the things of the Chinese and the Indian worlds, certain kinds are now beginning to be tackled--art, religion, philosophy--but the political history is dealt with, if at all, “chattily.” It does not occur to anyone to treat the great constitutional problems of Chinese history--the Hohenstaufen-destiny of the Li-Wang (842), the first Congress of Princes (659), the struggle of principle between the imperialism (Lien-heng) of the “Roman” state of Tsin and the League-of-Nations idea (Ho-tsung) between 500 and 300, the rise of the Chinese Augustus, Hwang-ti (221)--with anything of the thoroughness that Mommsen devoted to the principate of Augustus. India, again; however completely the Indians themselves have forgotten their state-history, we have after all more available material for Buddha’s time than we have for history of the Classical ninth and eighth centuries, and yet even to-day we act as though “the” Indian had lived entirely in his philosophy, just as the Athenians (so our classicists would have us believe) spent their lives in beauty-philosophizing on the banks of the Ilissus. But even Egyptian politics receive little reflective attention. The later Egyptian historian concealed under the name “Hyksos period” the same crisis which the Chinese treat of under the name “Period of the Contending States”--here, too, is something never yet investigated. And interest in the Arabian world has reached to the frontier of the Classical tongues and no further. With what endless assiduity we have described the constitution of Diocletian, and assembled material for the entirely unimportant administrative history of the provinces of Asia Minor--because it is written in Greek. But the Sassanid state, the precedent and in every respect the model of Diocletian’s, comes into the picture only occasionally, and then as Rome’s _opponent_ in war. What about _its own_ administrative and juristic history? What is the poor sum-total of material that we have assembled for the law and economics of Egypt, India, and China[41] in comparison with the work that has been done on Greek and Roman law.
About 3000[42] after a long “Merovingian” period, which is still distinctly perceptible in Egypt, the two oldest Cultures began, in exceedingly limited areas on the lower Nile and the lower Euphrates. In these cases the distinctions between early and late periods have long ago been labelled as Old and Middle Kingdom, Sumer and Akkad. The outcome of the Egyptian feudal period marked by the establishment of a hereditary nobility and the decline (from Dynasty VI) of the older Kingship, presents so astounding a similarity with the course of events in the Chinese springtime from I-Wang (934-909) and that in the Western from the Emperor Henry IV (1056-1106) that a unified comparative study of all three might well be risked. At the beginning of the Babylonian “Baroque” we see the figure of the great Sargon (2500), who pushed out to the Mediterranean coast, conquered Cyprus, and styled himself, like Justinian I and Charles V, “lord of the four parts of the earth.” And in due course, about 1800 on the Nile and rather earlier in Sumer-Akkad, we perceive the beginnings of the first Civilizations. Of these the Asiatic displayed immense expansive power. The “achievements of the Babylonian Civilization” (as the books say), many things and notions connected with measuring, numbering, and accounting, travelled probably as far as the North and the Yellow Seas. Many a Babylonian trademark upon a tool may have come to be honoured, out there in the Germanic wild, as a magic symbol, and so may have originated some “Early-German” ornament. But meantime the Babylonian realm itself passed from hand to hand. Kassites, Assyrians, Chaldeans, Medes, Persians, Macedonians--all of these small[43] warrior-hosts under energetic leaders--successively replaced one another in the capital city without any serious resistance on the part of its people.
It is a first example--soon paralleled in Egypt--of the Roman Empire style. Under the Kassites rulers were set up and displaced by prætorians; the Assyrians, like the later soldier-emperors of Rome (after Commodus), maintained the old constitutional forms; the Persian Cyrus and the Ostrogoth Theodoric regarded themselves as managers of the Empire, and the warrior bands, Mede and Lombard, as master-peoples in alien surroundings. But these are constitutional rather than factual distinctions; in intent and purpose the legions of Septimius Severus, the African, did not differ from the Visigoths of Alaric, and by the battle of Adrianople[44] “Romans” and “barbarians” have become almost indistinguishable.
After 1500 three new Cultures begin--first, the Indian, in the upper Punjab; then, a hundred years later, the Chinese on the middle Hwang-Ho; and then, about 1100, the Classical, on the Ægean Sea. The Chinese historians speak of the three great dynasties of Hsia, Shang, and Chóu in much the same way as Napoleon regarded himself as a fourth dynasty following the Merovingians, the Carolingians, and the Capetians--in reality, the third coexisted with the Culture right through its course in each case. When in 441 B.C. the titular Emperor of the Chóu dynasty became a state pensioner of the “Eastern Duke” and when in A.D. 1793 “Louis Capet” was executed, the Culture in each case passed into the Civilization. There are some bronzes of very great antiquity preserved from late Chang times, which stand towards the later art in exactly the same relation as Mycenæan to Early Classical pottery and Carolingian to Romanesque art. In the Vedic, Homeric, and Chinese springtimes, with their “_Pfalzen_” and “_Burgen_,” their knighthood and feudal rulership, can be seen the whole image of our Gothic, and the “period of the Great Protectors” (Ming-Chu, 685-691) corresponds precisely to the time of Cromwell, Wallenstein, and Richelieu and to the First Tyrannis of the Greek world.
The period 480-230 is called by the Chinese historians the “Period of the Contending States”; it culminated in a century of unbroken warfare between mass-armies with frightful social upheavals, and out of it came the “Roman” state of Tsin as founder of a Chinese Imperium. This phase Egypt experienced between 1780 and 1580, of which the last century was the “Hyksos” time. The Classical experienced it from Chæronea (338), and, at the high pitch of horror, from the Gracchi (133) to Actium (31 B.C.). And it is the destiny of the West-European-American world for the nineteenth and twentieth centuries.
During this period the centre of gravity changes--as from Attica to Latium, so from the Hwang-ho (at Ho-nan-fu) to the Yang-tse (modern province of Hu-pei). The Si-Kiang was as vague for the Chinese savants of those days as the Elbe for the Alexandrian geographer, and of the existence of India they had as yet no notion.
As on the other side of the globe there arose the principes of the Julian-Claudian house, so here in China there arose the mighty figure of Wang-Cheng, who led Tsin through the decisive struggle to sole supremacy and in 221 assumed the title of Shi (literally equivalent to “Augustus”) and the Cæsar-name Hwang-ti. He founded the “_Pax Serica_,” as we may call it, carried out a grand social reform in the exhausted Empire, and--as promptly as Rome[45]--began to build his “_Limes_,” the famous Great Wall, for which in 214 he annexed a part of Mongolia. He was the first, too, to subdue the barbarians south of the Yang-tse, in a series of large-scale campaigns followed and confirmed by military roads, castles, and colonies. But “Roman,” too, was his family history--a Tacitean drama with Lui-Shi (Chancellor and stepfather of the Emperor) and Li-Szu, the great statesman (the Agrippa of his day, and unifier of the Chinese script), playing parts, and one that quickly closed in Neronic horrors. Followed then the two Han dynasties (Western, 206 B.C.-A.D. 23; Eastern, A.D. 25-220), under which the frontiers extended more and more, while in the capital eunuch-ministers, generals, and soldiery made and unmade the rulers at their pleasure. At certain rare moments, as under Wu-ti (140-86) and Ming-ti (58-76), the Chinese-Confucian, the Indian-Buddhist, and the Classical-Stoic world-forces approached one another so closely in the region of the Caspian that they might easily have come into actual touch.[46]
Chance decreed that the heavy attacks of the Huns should break themselves in vain upon the Chinese “Limes,” which at each crisis found a strong emperor to defend it. The decisive repulse of the Huns took place in 124-119 under the Chinese Trajan, Wu-ti; and it was he, too, who finally incorporated Southern China in the Empire, with the object of obtaining a route into India, and built a grand embattled road to the Tarim. And so the Huns turned westward, and in due course they appear, impelling a swarm of Germanic tribes, in face of the Limes of the Roman world. This time they succeeded. The Roman Imperium collapsed, and thus two only of the three empires continued, and still continue, as desirable spoil for a succession of different powers. To-day it is the “red-haired barbarian” of the West who is playing before the highly civilized eyes of Brahman and Mandarin the rôle once played by Mogul and Manchu, playing it neither better nor worse than they, and certain like them to be superseded in due course by other actors. But in the colonization-field of foundering Rome, on the other hand, the future Western Culture was ripening underground in the north-west, while in the east the Arabian Culture had flowered already.
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The decline of the West, Volume 2Chapter II: Origin and Landscape (1)
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